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INVEST FINANCIAL CORPORATION'S PRIVACY POLICY INVEST Financial Corporation (INVEST), member FINRA, SIPC, a registered broker dealer and registered investment adviser, is not affiliated with Elliott & Associates Wealth Advisors, Inc. Securities, advisory services and insurance products are offered through INVEST and its affiliated insurance agencies. INVEST does not offer tax or legal advice. 2. Representatives of a BD or IA are deemed to conduct business in a state to the extent that they provide individualized responses to investor inquiries that involve (a) effecting, or attempting to effect, transactions in securities; or (b) rendering personalized investment advice for compensation |
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